Beginning and Evolution of the Swahili Society.
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Taken from: East Africa and Madagascar in the Indian Ocean world by Nicole Boivin et all. 2013
Pre- and Proto-Swahili East Africa
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Agro-pastoral groups and hunter-gather were populations on the coast during the time described in the Periplus and possibly with the first Early Iron Age, Kwale Ware-using communities of the coast. However, these early Pastoral Neolithic (=PN) elements have been rightly viewed with caution (Lane 2004; Sutton 2002); in particular, queries regarding the identification of this pottery to inland PN traditions and chronology have still to be resolved (Sinclair 2007, p. 2). Potential PN influences on later coastal Swahili ceramic assemblages have previously been noted in the drier northern coastal regions of Kenya, and a PN origin for early proto-urban Swahili proposed (Abungu 1989; Allen 1993; Horton 1996a, b). Linguistic data supports the presence of an earlier, probably pastoral, Southern Cushitic speaking population on the northern coast before the arrival of the proto- Northeast Coast Bantu speakers, from whom the region’s present dominant language groups derive (Ehret 1998; Nurse and Hinnesbusch 1993; but also see Chami 2001c). Some have proposed that it is these Cushitic-speaking pastoralists who are the ‘big-bodied men’ encountered by classical period traders on the East African coast and described in the Periplus (Casson 1989; see below).
The date of the earliest evidence for the Early Iron Age (EIA) communities commonly associated with the spread of Bantu languages on the East African coast is controversial, but some have now pushed it back as far as c. 200 BC (Chami and Msemwa 1997a, p. 674; Chami 2006a, p. 118). While reservations about accepting a direct one-to-one correlation between pottery and culture are recognised, identification of EIA settlement is still commonly determined by the presence of the regional ceramic variant Kwale Ware (Soper 1967), and it is argued that later Swahili pottery, interchangeably labelled Tana or Tri-angular Incised Ware (TAW), derived from this EIA Kwale Ware and that the later Swahili would have originated from these Bantu speaking EIA peoples (Chami 1994; Chami and Mapunda 1998; Helm 2000; Kusimba 1999; Horton and Middleton 2000; Spear 2000). So far, the greatest concentration of EIA sites, and their earliest occurrence, appear to be on the central Tanzanian coast, between the Wami River and the Rufiji river delta (Chami 2001a, 2006a). Adaptation to a maritime environment does not appear to have taken long, with EIA settlement also evident on Koma, Kwale, Mafia and Unguja islands by the third century AD (Chami 1999, 2004; Chami and Msemwa 1997a, b). A rapid southwards movement along the coastal littoral, perhaps by boat, is indicated, with settlement dated as early as the second century AD in Mozambique (Ekblom 2004; Klapwijk 1974; Mitchell 2000; Sinclair et al. 1993). Despite this, maritime resources do not appear to have been intensively exploited until the later first millennium AD (Horton and Mudida 1993; Breen and Lane 2003, p. 475). That these communities represent some of the populations referred to in the first century AD Periplus now appears increasingly probable, though refinement of the dating of settlement both on the mainland and offshore is still badly needed.
P14
A slightly later distribution of Kwale Ware-bearing sites in Kenya appears to represent a slower, overland expansion northwards by iron-working agricultural groups by the mid third century AD (Soper 1967). At present, no EIA settlement has been recorded along the coastal littoral of Kenya, the distribution of these sites appearing to be limited to some 15 km inland along the eastern edge of the forested coastal uplands, with sites presently located as far north as the Galana (Sabaki) river (Helm 2000). Reports of a small number of potential sherds of EIA Kwale Ware pottery from Barawa on the southern coast of Somalia cannot be confirmed (Chittick 1969; Jama 1996), but do not seem implausible in light of the evidence for maritime ability now evident from coastal mainland and offshore Tanzania.
There is no evidence that interaction between EIA communities and the existing LSA (Late Stone Age) or ‘Neolithic’ groups led to any drastic reorganisation of technology or subsistence for the existing communities occupying the coastal regions. In both Kenya and Tanzania, EIA settlement distributions appear to mirror those of existing populations, and a significant degree of overlap and continuity is indicated (Chami 2001a; Helm 2000). Ongoing fieldwork on the coast of Kenya suggests that while new EIA settlement was situated within a few kilometres of existing hunter-gatherer populations, no direct evidence for change on the LSA sites appears until the later first millennium AD, when relatively small numbers of Tana or Triangular Incised Ware (TIW) ceramics and other direct coastal imports, such as glass beads, are introduced (Helm et al. 2012). As with other areas of East Africa, a complex ‘mosaic’ pattern is now emerging on the coast, suggesting varied interactions between different communities utilising the wide range of environmental and resource bases available (Kessy 2005; Kusimba and Kusimba 2005; Lane 2004; Lane et al. 2007; Prendergast 2010; Wright 2005, 2007). Archaeological evidence for contact and exchange between these communities and with the wider world before the later first millennium AD is rare. As discussed below, broader connections with other regions of the Indian Ocean are now hinted at on a number of sites in mainland and offshore Tanzania, but none are dated with confidence, and the quantity of excavated materials remains insufficient to support claims for intensive early trade (e.g. Sinclair 2007). Marine shell, including cowries (Cypraea annulus) and mitra (Strigatella paupercula), has been recovered from a number of inland localities associated with late first millennium BC PN sites of the Rift Valley, notably Ngorongoro Crater in northwest Tanzania, and Nakuru, Hyrax Hill, Lake Turkana and Tsavo in Kenya (Mutoro 1998; Nelson 1993; Wright 2005). Comparable evidence for the long-distance exchange of marine shell as far as the Great Lakes region has now also been found on some inland mid first millennium AD EIA sites (Giblin et al. 2010, pp. 290–292).
Here we have the unknown part in the history of the Coast. That is on how the interactions between different communities (hunter-gatherers, pastoral, farmers, fisherman, craftsman, and later traders) led to form communities in which all forms of living lived together in a single type of coastal settlements that stretched out along 3000km of coast and which we now call the Swahili.
The Arrival of the Shirazi Traders
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Taken from: Entwined African and Asian genetic roots of medieval peoples of the Swahili coast. Nature nr 615, p866–873 (2023). Brielle, E.S., Fleisher, J., Wynne-Jones, S. et al.
In this article the DNA of many people from very old Swahili cemeteries (=the important people) is analyzed to determine their ancestry.
More than half of the DNA of many of the individuals from coastal towns originates from primarily female ancestors from Africa, with a large proportion—and occasionally more than half—of the (male+female) DNA coming from Asian ancestors. The Asian males were already mixed Persian with Indian ancestry, with 80–90% of the Asian DNA originating from Persian men. We find possible Malagasy-associated ancestry in Songo Mnara. Peoples of African and Asian origins began to mix by about AD 1000, coinciding with the large-scale adoption of Islam.
Swahili oral histories relates the founding of coastal towns to the arrival of a group known as the Shirazi, referring to a region in Persia. This Shirazi tradition was put into writing in the Kilwa Chronicle in the early sixteenth century.
The type of African ancestry needed to make the models differed between individuals from the north (Mtwapa, Faza and Manda) and south (Kilwa and Songo Mnara) of the studied region. In Kenya, the best-fitting proxy African source is the inland Makwasinyi individuals who are themselves well-modeled as mixtures of about 80% Bantu-associated and 20% ancient eastern African Pastoral Neolithic ancestry. In Tanzania, the best-fitting African proxy source is Bantu-associated without evidence of a Pastoral Neolithic contribution. Mixing began by AD 1000. We calculated 95% confidence of AD 795–1085 for Mtwapa, Faza and Manda, and AD 708–1219 for southern Kilwa while Songo Mnara from AD 795 - 1085.
For more on this see my webpage: The Genetic Make-up of the Elite of the Swahili; Comoros; Madagascar.
The Swahili Town through the Centuries: Shanga (and Siyu).
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Taken from:
-Swahili origins: Swahili culture and the Shungwaya phenomenon. By Allen, James de Vere 1993.
-Wikipedia: Swahili architecture.
-SWAHILI ARCHITECTURE, SPACE AND SOCIAL STRUCTURE Mark Horton 2003
-Early Swahili History Reconsidered by Thomas Spear in: The International Journal of African Historical Studies, Vol. 33, No. 2 (2000), pp. 257-290
The beginning of the Swahili culture is from around the seventh century AD (Horton and Middleton 2000). The view that these Middle Iron Age sites can be linked to Early Iron Age occupation in the coastal hinterland and coast is becoming increasingly prevalent (e.g. Chami 1994; Chami and Msemwa 1997a; Helm 2000). Whatever their precise origins, its is clear that by the seventh century, Swahili settlements had begun to emerge on the coast and offshore islands, as attested through archaeological work at sites like Shanga, Unguja Ukuu, Tumbe, Kilwa, and Chibuene.
Shanga
Dating from around 760 AD, Shanga was an ancient Swahili settlement built of mud and thatch. The Swahili community in Shanga continued to thrive there for 600 years until their disappearance in the early 15th century. The original settlement, established around a depression in the sand-dunes set back 150m from the sea, was a central enclosure around a well. The well remained the same location over time. An early timber mosque was built upon the central enclosure, serving as a communal gathering space.
The earliest settlement plan of Shanga comprised a rectangular enclosure of some 120 by 90 yards evidently surrounded by a timber fence or palisade. The well was in the centre of this enclosure, and livestock was probably initially stabled there. The houses were outside it, all of them built either of mud and timber or of palm leaves set in a mud base, and probably with palm-thatched roofs, of which no traces remain. Those to the west and southwest of the enclosure were mostly if not all circular, while those in the east seem to have been rectangular in form. While traces of iron-working were found in all trenches, the iron furnaces seem to have been concentrated in the west.
Just before 900 AD: The first large-scale building—although still wholly reliant on mud, thatch and timber— appears: one of the timber ‘mosques’; An existing timber hall in the central enclosure is being replaced (and directly overlain) by a massive timber hall.
By 950, a second phase began with the arrival of people with long-distance trade connections, who also appeared in several other east coast ports at about this time. Cattle become especially common in the eastern, sheep and goats more so in the western part of town, and the consumption of fish increases rapidly in the west. Less fish is consumed in the east (=taboo for nomadic cattle herders), but turtle and dugong are consumed mostly if not entirely there.
Stone building was introduced in the early to mid-tenth century, using a technique that cuts porites coral from the sea bed. A stone (coral) mosque replaces the underlying timber structures, but basically follows exactly the same plan and alignment. The timber hall, is succeeded by a square stone building, directly above, retaining the same basic plan and dimensions of the earlier timber hall. Other stone buildings were also found north, south and east of the well.
The small, two-roomed coral mosque is only roughly oriented towards Mecca and had no mihrab; but there was a shallow external pilaster in the middle of the north wall which could have contained a wall-niche of the type which quite commonly indicated the direction of prayer in early mosques. If it was a mosque, it can only have served a very small section (30 people) of the population. Below the foundations of this coral building Horton found the postholes of at least seven earlier structures, very much smaller and with prayer-space for about ten at most. Maybe for visiting Muslim merchants.
Later c. 1075, some or all of the monumental buildings were dismantled, perhaps violently, along with the wall
surrounding the central enclosure; and the coral blocks were subsequently reused to build what was Shanga's first indisputable mosque, a much larger building than its predecessor but - like it -
close by the well, which was of course needed for ritual ablutions. The community had built a new Friday Mosque large enough to accommodate all the adult men in the community for the first time.
Estimates of about ninety worshippers would serve a population of around four hundred. Associated with this mosque and around it were the first stone tombs, of faced coral and plaster. They also
began to produce textiles, developed more refined variants of Tana ware, and imported greater quantities of white glazed, sgraffiato, and Chinese pottery. Simultaneously or a little later Muslim
tombs are built both within the central enclosure and outside the settlement altogether. The advent of Islam as a majority religion is in this last quarter of the eleventh century.
By 1250-1325, Shanga had shifted its trade to southern Arabia (as indicated by a shift from Persian sgraffiato to Arabian black-on-yellow pottery), largely abandoned textile and iron production, and become a developed mercantile economy.
A two-stage evolution can be noted in the house architecture. First, in the mid-thirteenth century, the daub-walled structures make increasing use of coral rag, bonded by mud and removing the timber supports. The surface is plastered and whitewashed.
Coral and mud houses, Shanga, dating to the late thirteenth century, representing an intermediate stage in the evolution of the stone Waungwana house.
The next stage is the replacement of mud with lime mortar; this occurs c. AD 1300. These new stone walls are often built directly over the foundations of the earlier walls. It is to this period of building that the present ruined town largely belongs with buildings which can be directly compared to the Waungwana houses of Lamu.
Early Shanga seems to have been laid out very much in the fashion of a Mijikenda kaya. Each individual gateway into the central enclosure was associated with a particular clan—in the Shanga case, there seem to have been seven clans. Some support for this comes from the external cemetery at Shanga, where there were seven distinct areas of burial.
The original model suggested four basic entrances to the settlement, and these may reflect four basic demes, which must have remained largely endogamous. These four demes may have reflected four basic groups living together in the community. The faunal evidence provides some clue as to their origins; architectural evidence from the standing buildings provides other clues, which suggest the following reconstruction:
-Deme A: north, clan 1, agriculturalists with ironworking elements important. Very few stone buildings in this area during the fourteenth century; iron slag and furnaces present.
-Deme B: east, clans 2 and 3, pastoralist. Major area of large stone enclosures (probably for the keeping of cattle, with accumulations of dung) and multiroom houses.
-Deme C: south, clan 4, maritime traders. Uniform stone houses; main concentration of guest rooms for visiting merchants attached to courtyards. Significantly this group lies on the seaward side of the settlement.
-Deme D: west, clans 5, 6 and 7, craftsmen. Stone houses of non-standard plan, suggesting modification of workshops. Excavations produced high concentrations of bead-making equipment and spindle whorls as well as tanning pits.
It is very tempting to link these four groups with the four stone buildings in the central area, located for easy and equal access for each clan. As such, these buildings could have served as the ritual and communal centre for each deme. The basic structure of the community would have been a multicultural alliance where each deme contributed to the success of the settlement through exchange conducted within the central enclosure.
Shanga reached its peak between 1325 and 1375, as people built new houses and two new mosques of coral rag and lime as cement, and imported pottery became more plentiful. The difference in plan between the mud and stone houses was very slight, with courtyards and toilet areas.
Thereafter, the town went into slow decline, and by 1400-1425, it was in ruins, its Friday mosque burned, and its houses abandoned, as its inhabitants left for Siyu and Pate.
History Siyu
Howard Brown in his history of Siyu, a town on Pate Island, from the 11 th to the 19h centuries.
While not extensively involved in trade, Siyu was a thriving community of weavers and embroiderers, woodworkers, leatherworkers, metalworkers, copyists, and book binders. It was, in short, a prosperous though ordinary town, overshadowed by its wealthier neighbors, Pate and Lamu. As neither a local fishing village nor an international trading center, Siyu was a middling middleman society of the sort that probably predominated along the coast and can tell us a great deal about Swahili societies in general.
While Siyu's historical development followed the general Swahili pattern, it was also intensely local, reflecting its own particular social composition and neighbors. Siyu was probably founded in the 11th century as a mud and thatch village, but by the 16ch century it had grown into a large stone town, perhaps the largest town on Pate Island, with extensive farms on the adjacent mainland.
Taken from : Revoil G., Voyage chez les Bénadirs, les Somalis et les Bayouns en 1882 et 1883 ; Le Tour du Monde, 1888, tome 2, Paris, pp. 385-416.
Siyu Fort 19th century
Siyu
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Siyu has vast plantations of large palm trees. At the entrance to the town one can see the customs house and an old Arab fort armed with a few cannons, which are isolated by the creek.
Most of the houses are thatched, but there are some stone buildings. The governor received me very friendly and I set out to look for the curiosities of the country. Siyu offered nothing very interesting and we resumed our journey.
Why the Swahili and Portuguese do not talk about the Swahili.
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Taken from: Formation of the Swahili World H. Yajima 2009.
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…… as J. Strandes has already pointed out, the term al-Sawahil or Swahili is not mentioned in any of the historical records of Portuguese authors (Strandes 1961: 313). Portuguese records concerning the East African coast show that the local societies of East Africa consisted mainly of three groups of people: Arabs, Moors and Kaffirs/Cafes (pagans). The term al-‘Arab (Arabs) indicated alien merchants and sailors who came from the Persian Gulf area and the Arabian Peninsula, mainly Omani Arabs. They used the Arabic language and occupied the ruling class. The Moors were also Muslims who mixed with the indigenous people by marriage, and used their own language (the Swahili language?) as well as Arabic. They usually lived in their own settlements built by using coral stones and mortar cement. Some Indian merchants who emigrated from Kanbaya (Cambay) lived in their settlements. The Kaffirs or Cafres consisted mainly of slaves or inland herdsmen who were fierce and restless people. On the mainland, there were some pagan kingdoms with independent political systems.
Why did none of the Portuguese authors refer to these as the Swahili? Portuguese records tell us nothing about the socio-cultural characteristics of the mixed Afro-Asian stock of the East African coast. H. Yajima’s hypothesis is that the Portuguese did not recognize the common Swahili world which was developing during that period.
Note: The Portuguese; and the Swahili
themselves did not use the term Swahili because they considered themselves as insiders fully concerned with the power struggles between the different independent Swahili states and their allies.
As to the: “some pagan kingdoms with independent political systems.” These existed in Mozambique and Zimbabwe. They were rare in Tanzania and Kenya (only just starting in the Pare Mountains) and in S. Somalia only the Ajuran empire, which disappeared 16th-17th century.
Evolution of Building techniques during the Middle Ages in East Africa.
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Taken from: SWAHILI PAST IN PERIL; NEW ARCHAEOLOGY IN EAST AFRICA by STÉPHANE PRADINES. 2017
P8-9
According to oral traditions on the Swahili coast, the first stone mosques were associated with the Shirazis. The so-called Shirazi mosques dates back to the eleventh- to twelfth-century, these mosques seem to have had consistent proportions; in Gedi, the first mosque was c. 10 by 7 m. In Tanzania, the great mosque of Kilwa was erected between 1131 and 1170, its initial rectangular plan does not differ from the model previously described, measuring 11.8 by 7.8 m. Also in the Bay of Kilwa, the Island of Sanje ya Kati houses a large mosque founded in the second half of the eleventh century, the mosque measures 10.21 by 9.46 m. In Shanga, the mosque, constructed in Shanga between 1015 and 1035, forms a rectangle measuring 11.22 by 7.21 m. The Islamization of the African coasts was connected with Shi’a communities from the Persian Gulf (Pradines, 2009). These mosques do not have a minaret.
From the fourteen and fifteenth century onward, Swahili cities were surrounded by fortified stone walls, as notably at the Kenyan sites of Pate, Ungwana, Gedi and Songo Mnara (Pradines 2004: 328-334). These urban fortifications support the centralization of the political power with local sultanates and reinforced the distinction between town and country, the coast and the hinterland.
P10
Only rich merchants and individuals from powerful lineages could live in stone houses. This social change is confirmed by anthropology and our observations in Gedi where architecture was profoundly altered at the beginning of the fifteenth century. Stone buildings became emblematic of the power of the wa-ungwana patricians/nobility and represented the very notion of the Swahili city.
Multiple examples of architecture in coral limestone exist in the Dahlak Islands, Er Rih, Aydhab and Suakin. However, this technology was not only found on Egyptian and Sudanese shores, with examples existing on the coast of the Hadramaut and in the Persian Gulf, in Bahrain and in Qatar where coral blocks are called hagar al-bahr, or “stones of the sea”. And very similar architecture in Yemen, the occupation of which by Indian merchants is confirmed by historical sources.
P11
-Our archaeological excavations in Sanje ya Kati demonstrate that the first stone houses were built with the same technology as the earliest mosques on the East African coast.
The coral porites masonry was introduced in East Africa by people most probably from the Persian Gulf. Africans adopted this technology and material to create their own architecture, the Swahili architecture.
-The first stone buildings are recorded for the ninth and tenth century in Shanga (Horton, 1996: 224-242) and Dembeni (Pradines, and alii 2016: 44-54). These buildings were made of simple undressed fresh sea coral blocks inserted in earthen walls.
-It was during the eleventh century that Swahili builders adopted coral porites cut in small ashlars and set on regular courses to construct their mosques and their storehouses like in Sanje ya Kati and Gedi (Pradines 2009, 2010: 27). These first buildings were very well made using exclusively dressed porite coral stones bounded with a very fine lime mortar (Fig. 5). This technique was used until the twelfth century. But this technique was long and difficult to build many buildings, fresh porite coral blocs needed to be dragged from the shore during the low tide or for bigger blocks fished directly from the sea.
-The use of fresh coral was abandoned in favor of fossil coral limestone during the thirteenth century. This fossil coral limestone forms the geological substratum of the entire eastern coast. The blocks were taken from open-air quarries, not far from the construction site. The lime stone was not cut in regular ashlar with horizontal courses as before, but rather constituted of small irregular blocs bounded in large masonry walls made with the rammed earth technique between wooden planks. Some walls were made of red mud and coral limestone like in Gedi (Pradines, 2010: 111-157) and other walls were made of lime mortar and coral limestone like in Kilwa Kisiwani or Songo Mnara for example (Pradines and Blanchard, 2015: 9-33).
-Fresh sea coral was still in use for fine sculptures around the mihrab in the mosques and the door frames and niches in large stone houses and palaces (Pradines, 2010: 159-180).
-This technique was totally abandoned after the Portuguese occupation, the doors frames, niches (vi-zidaka) and mihrab were done with thick stuccoes.
Zidaka in Shela on Lamu island.
One of the elements that reflect the role of India is the use of niches for wall ornamentation.
Houses to the north of Gujarat, from Broach to Cambay have the walls decorated with niches in a style very close to that found in Lamu. Also in Gedi some rooms have symmetrically arranged niches in the walls. Houses in Shanga had similar niches during the fourteenth century (Horton & Middleton 2000: 118). The origin of this form of niche comes from Gujarat and not from the African coast, as ornamentation with niches is found in Zabid and Mocha in Yemen, towns strongly influenced by Indian architecture from Surat.
Taken from: ISLAMIC ARCHITECTURE OF THE SWAHILI COAST Mark Horton (2018)
The first archaeological evidence for the adoption of Islam by coastal communities dates to the eighth century CE. It is from this period that we have found the earliest Islamic buildings made of timber, as well as burials laid out in the correct Muslim fashion. At Shanga (Horton 1996, 2004), a succession of early timber mosques were excavated below two successive stone mosques of the tenth and eleventh centuries CE. Muslim burials (oriented east–west, and laid out on their right sides facing Mecca) reflected and followed the correction of the qibla direction observed in the mosques; these shifted some 40 degrees between the eighth and eleventh centuries. At Ras Mkumbuu another timber mosque was found below two tenth-century stone mosques, suggesting a replacement in stone as the community grew in size (LaViolette, this volume).
In the tenth century, these prototype timber mosques were converted to stone. Almost universally, Porites coral was used. Early mosques at Shanga and Ras Mkumbuu were both made from Porites coral, with blocks carefully shaped for the walls, bonded in lime mortar and with raised floors. Also Unguja Ukuu and Kilwa. East African mosques are rectangular prayer halls that range in proportion from 2:1 to 3:2.
The ‘Shirazi’ mosque: Features of this ‘Shirazi’ culture include the use of coinage (silver and copper coins), but also a standard form of mosque.
Along both the Kenyan and Tanzanian coast, this form of mosque appeared during the eleventh and early twelfth century. They feature a rectangular prayer hall, built of Porites coral, with four or six columns that may still have supported a thatched roof. Examples include Kizimkazi, Kaole, Mtambwe Mkuu, three mosques at Kisimani Mafia (Chittick 1966), Mbui, Sanje ya Kati (Pradines 2009), Domoni and Old Sima (Wright 1992). The most impressive was Kilwa Kisiwani (Chittick 1974).
Taken from: SWAHILI HOUSES Thomas Gensheimer (2018)
Stone houses of the fourteenth and fifteenth centuries.
From the exterior, Swahili stone houses were plain and windowless, with only an interior courtyard to allow light and air to enter the inner spaces. The courtyards were predominantly oriented to the north, possibly for climatic reasons. It would let sunlight the rooms rooms during the coolest months as well as providing maximum protection against the strong southwest monsoon winds.
The first room (at Gedi house of the cowries) was entered through double doorways, with a lavatory. One side of the lavatory contained a bathing platform with a gap to drain the water. A shelf with indentations to put pots to provide water for washing. The other side contained a pit latrine (very deep) where waste materials were collected and water would drain. Also the smoothly plastered floors of the sunken courts and interior rooms were embedded with carefully constructed drains that emptied into (very deep) sumps. Storerooms designed for the safekeeping of valuables were common, entered by ladders through small openings high up on the wall. These were found off the bedrooms of every house at Gede.